Financial Services and Markets Authority - PDFSEARCH.IO - Document Search Engine

Financial Services and Markets Authority
Results: 490

#	Item
281	\\jciprod01\productn\R\RGL\12-1\RGL102.txt unknown Seq: 1 Add to Reading List Source URL: rjglb.richmond.edu Language: English - Date: 2013-04-22 09:49:08 Government Securities Commission Economics Financial system Financial Services Board Netherlands Authority for the Financial Markets Credit rating agency U.S. Securities and Exchange Commission Capital market Financial regulation International finance institutions International Organization of Securities Commissions
282	No securities regulatory authority has expressed an opinion about these securities and it is an offence to claim otherwise. This prospectus constitutes a public offering of these securities only in those jurisdictions wh Add to Reading List Source URL: artemis.mobilelinkage.com Language: English - Date: 2014-05-01 13:17:19 Financial services Funds Collective investment schemes Financial markets Mutual fund Investment management Specialized investment fund Equity Rate of return Financial economics Investment Finance
283	The OTCQX® marketplace offers the most transparent and efficient trading of established, investor-focused U.S. and global companies, providing the best trading experience with wide information availability. To qualify f Add to Reading List Source URL: www.otcmarkets.com Language: English - Date: 2014-08-18 15:39:49 Finance OTC Markets Group United States securities law Financial services Securities regulation in the United States U.S. Securities and Exchange Commission Security Broker-dealer Financial Industry Regulatory Authority Financial economics Stock market Investment
284	Remarks by David A. Brown, Q.C. Chair, Ontario Securities Commission At the Standing Committee on Finance and Economic Affairs Legislative Assembly of Ontario Toronto, Ontario Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2012-08-26 18:07:29 Financial regulation Financial markets Securities Commission of New Zealand Securities Commission U.S. Securities and Exchange Commission International Organization of Securities Commissions Financial system Capital market Financial Services Authority Government Canadian law Canadian securities regulation
285	Orrick Client Alert March 3, 2009 U.K. Government Releases Additional Details on its Capital and Asset Protection Programme On February 26, 2009, Her Majesty’s Treasury (“HM Treasury”) released additional details r Add to Reading List Source URL: www.orrick.com Language: English - Date: 2013-01-04 13:24:20 Finance Financial markets Late-2000s financial crisis HM Treasury Financial Services Authority Short Treasury Economy of the United Kingdom United Kingdom Business
286	EUROPEAN COMMISSION Directorate General Internal Market and Services Director General Mr Steven Maijoor Chair of ESMA, Add to Reading List Source URL: www.esma.europa.eu Language: English - Date: 2014-10-26 04:34:26 Financial system European Union Finance Financial regulation Financial markets Trade Repository European Securities and Markets Authority Esma Derivative Financial economics
287	Microsoft Word - Approved Persons Explanatory Booklet Version 8 _2_.doc Add to Reading List Source URL: connect.talemetry.com Language: English - Date: 2013-09-04 03:42:31 Investment Financial economics Financial adviser Sourcebook Financial services Financial Services and Markets Act Economy of the United Kingdom United Kingdom Financial Services Authority
288	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON. D.C[removed]D I V I S I O N OF MARKET REGULATION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2002-08-23 13:36:47 Financial services Business Investment Financial markets U.S. Securities and Exchange Commission Securities Exchange Act Financial Industry Regulatory Authority Broker-dealer Prime brokerage Financial economics United States securities law Finance
289	Division of Trading and Markets Exemptive Orders and Exemptive, Interpretive, and No-Action Letters: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-11 16:52:29 Finance Financial markets Financial services Self-regulatory organizations Broker-dealer Fixed income market U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities Exchange Act United States securities law Financial economics Financial system
290	Remarks by David A. Brown, Q.C. Chair, Ontario Securities Commission At the Standing Committee on Finance and Economic Affairs Legislative Assembly of Ontario Toronto, Ontario Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2012-08-26 17:45:24 Financial regulation Financial markets Securities Commission of New Zealand Securities Commission U.S. Securities and Exchange Commission International Organization of Securities Commissions Financial system Capital market Financial Services Authority Government Canadian law Canadian securities regulation

UPDATE